Gaps and How to Trade Them

Lesson 14 of 20, about 15 minutes

What you will learn

  • Explain what a gap is and what usually causes one
  • Tell apart common, breakaway, runaway, and exhaustion gaps
  • Understand what it means for a gap to be filled
  • Recognize that classifying a gap is much clearer in hindsight

Sometimes a price does not move smoothly from one period to the next but jumps, opening sharply higher or lower than where it previously closed and leaving an empty space on the chart. These jumps are called gaps, and they show moments when something happened while the market was not actively trading. Understanding the kinds of gaps and what they tend to mean is a useful piece of chart reading, and it connects to the trading-hours lesson from Unit 1.

Understanding gaps: common, breakaway, runaway, and exhaustion

Walks through all four gap types clearly. Watch how where a gap appears in a trend changes what it likely means.

What causes a gap

A gap occurs when the opening price of a period is meaningfully different from the closing price of the previous period, so that no trading took place in the price range between them. Gaps are typically caused by news and events that arrive outside of trading hours, such as an earnings report released after the close or a major announcement overnight. The accumulated reaction to that news hits all at once when trading resumes, producing the jump.

Key terms

Gap
A jump where the open is far from the previous close, leaving an empty space with no trading between.
Breakaway gap
A gap as price breaks out of a range at the start of a new trend. Significant.
Exhaustion gap
A gap near the end of a trend, a final burst that often signals a reversal.
Filling the gap
When price later retraces to cover the empty space, returning to the pre-gap level.

The main types of gaps

  • A common gap is a minor, often insignificant gap that appears within a trading range and frequently fills quickly, meaning price soon returns to the pre-gap level.
  • A breakaway gap occurs as price breaks out of a pattern or range at the start of a new trend, and it is significant because it signals strong conviction behind a new move.
  • A runaway or continuation gap appears in the middle of an established trend, reflecting a surge of momentum that confirms the trend is still powerful.
  • An exhaustion gap appears near the end of a trend, a final burst that quickly fails, often signaling the trend is running out of steam and may reverse.
The four gap types
GapWhere it appearsWhat it suggests
CommonInside a rangeMinor, often fills quickly
BreakawayStart of a new trendStrong conviction, significant
RunawayMiddle of a trendThe trend is still powerful
ExhaustionNear the end of a trendThe trend may be running out of steam
Matching activity

Match the gap to its meaning

Pair each gap type with what it typically signals.

Filling the gap

Traders speak of a gap being filled when price later retraces to cover the empty space, returning to the level it gapped from. Common gaps fill often and quickly. Breakaway and runaway gaps, by contrast, are less likely to fill soon, because they reflect genuine shifts in supply and demand rather than fleeting noise. Whether and how fast a gap fills is one clue to which type of gap it was.

A gap is the market reacting all at once to something that happened while it was closed. The type of gap tells you whether the reaction will stick.

Gap trading strategies (Barchart)

A reputable overview of gaps and approaches to trading them. Watch for how volume helps tell a significant gap from a minor one.

Using volume and a dose of realism

Volume, from the earlier lesson, helps distinguish the types. Significant gaps such as breakaway gaps typically occur on heavy volume, reflecting strong participation, while minor common gaps occur on lighter volume. Be honest, though, that classifying a gap is usually far clearer in hindsight than in the moment. At the time it happens, it is rarely obvious whether a gap is a breakaway, a continuation, or an exhaustion gap, and that label often only becomes clear after later price action reveals which it was. As with every tool here, gaps are suggestive evidence to be weighed alongside the trend, volume, and levels, and trading them requires the same risk management that governs everything in this unit.

Decision scenario

Which gap is it?

A stock has been in a long, tired uptrend for months. It suddenly gaps up hard on huge volume, then the next few days it stalls and starts falling. In hindsight, which type of gap was this most likely, and what is the honest caution?

Reflection

Hindsight and honesty

Explain in a sentence or two why the fact that gaps are easiest to classify in hindsight is an important caution for anyone trying to trade them in real time.

Write an answer before comparing it with the model response.

Gaps are single dramatic events on one chart. The next lesson widens the view, examining the same asset across several timeframes at once to avoid being fooled by any single chart.

Quiz

This lesson ends with a 5-question quiz. Create a free account or sign in to take it, save your progress and earn points.